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Annexure A - Vibrant Securities

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Annexure A

Broking Escalation Matrix

Depositories Escalation Matrix

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BSE SEBI Reg. No.: INZ000220733 (Member Code:3196 ) | NSE SEBI Reg. No.: INZ000220733 (Member Code:06458 ) | Depository Participant SEBI Reg. No.: IN-DP-419-2019 (DP Id: IN304318) | AMFI : ARN – 39065 | Compliance Officer: Ms. Ekta Vyas, Phone: 022-42134229, Email : compliance@vibrantsecurities.com

-: INVESTOR ALERT :-

1. KYC is one-time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary. 2. For Stock Brokers: "Prevent unauthorized transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of Investors" 3. For Depository Transaction 'Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL/NSDL on the same day...Issued in the interest of investors. 4. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account. Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumors, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical practices. | (a) KYC is one time activity (b) SMS alert (c) IPO amount can be paid through ASBA.

“Attention Investors

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

CIN number: U74999MH1994PTC076406

.......... Issued in the interest of Investors"

Disclaimer: Investments in securities market are subject to market risk, read all the related documents carefully before investing. *T&C Apply

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